UBS LIMITED

Overview

Company Name	UBS LIMITED
Company Status	Converted / Closed
Legal Form	Converted / closed
Company Number	02035362
Jurisdiction	England/Wales
Date of Creation	Jul 09, 1986
Date of Cessation	Mar 05, 2019

Summary

Has Super Secure PSCs	No
Has Charges	Yes
Has Insolvency History	No
Registered Office is in Dispute	No

What is the purpose of UBS LIMITED?

Financial intermediation not elsewhere classified (64999) / Financial and insurance activities

Where is UBS LIMITED located?

Registered Office Address	5 Broadgate EC2M 2QS London United Kingdom
Undeliverable Registered Office Address	No

What were the previous names of UBS LIMITED?

Previous Company Names
Company Name	From	Until
UBS WARBURG LTD.	May 02, 2000	May 02, 2000
UBS (INTERNATIONAL) LIMITED	Dec 15, 1999	Dec 15, 1999
UBS SECURITIES TRADING LIMITED	Oct 20, 1997	Oct 20, 1997
UBS GILTS LIMITED	Apr 05, 1993	Apr 05, 1993
UBS PHILLIPS & DREW GILTS LIMITED	Apr 01, 1989	Apr 01, 1989
PHILLIPS & DREW MOULSDALE LIMITED	Sep 01, 1986	Sep 01, 1986
KEYTREAT LIMITED	Jul 09, 1986	Jul 09, 1986

What are the latest accounts for UBS LIMITED?

Next Accounts
Overdue	Yes
Next Accounts Period End On	Dec 31, 2018
Next Accounts Due On	Sep 30, 2019
Last Accounts
Last Accounts Made Up To	Dec 31, 2017

What are the latest filings for UBS LIMITED?

Filings
Date	Description	Document	Type
Mar 05, 2019	Miscellaneous Confirmation of transfer of assets and liabilities	1 pages	MISC

Mar 05, 2019	Miscellaneous Notification from registry of completion of cross border merger	2 pages	MISC

Feb 13, 2019	Registration of charge 020353620052, created on Feb 07, 2019	24 pages	MR01

Nov 23, 2018	Miscellaneous CB01 - notice of a cross border merger	89 pages	MISC

Oct 24, 2018	Miscellaneous CB01 - cross border merger notice	77 pages	MISC

Oct 04, 2018	Termination of appointment of Andrea Orcel as a director on Sep 28, 2018	1 pages	TM01

Sep 05, 2018	Registration of charge 020353620051, created on Sep 01, 2018	25 pages	MR01

Sep 03, 2018	Registration of charge 020353620050, created on Aug 20, 2018	23 pages	MR01

Aug 24, 2018	Registration of charge 020353620049, created on Aug 23, 2018	24 pages	MR01

Aug 01, 2018	Registration of charge 020353620048, created on Jul 31, 2018	6 pages	MR01

May 02, 2018	Termination of appointment of Michelle Maria Bereaux as a director on Apr 30, 2018	1 pages	TM01

Apr 18, 2018	Confirmation statement made on Apr 08, 2018 with no updates	3 pages	CS01

Apr 06, 2018	Full accounts made up to Dec 31, 2017	89 pages	AA

Feb 07, 2018	Registration of charge 020353620047, created on Feb 05, 2018	43 pages	MR01

Oct 02, 2017	Registration of charge 020353620046, created on Sep 21, 2017	23 pages	MR01

Sep 20, 2017	Appointment of Deborah Anne Harvey as a secretary on Sep 11, 2017	2 pages	AP03

Sep 07, 2017	Director's details changed for John Hartley Tattersall on Jul 07, 2017	3 pages	CH01

Sep 07, 2017	Director's details changed for David Charles Bradley Soanes on Jul 07, 2017	3 pages	CH01

Sep 07, 2017	Director's details changed for Beatriz Martin Jimenez on Jul 07, 2017	3 pages	CH01

Sep 07, 2017	Director's details changed for Nigel Paul Bretton on Jul 07, 2017	3 pages	CH01

Sep 07, 2017	Director's details changed for Michelle Maria Bereaux on Jul 07, 2017	3 pages	CH01

Sep 07, 2017	Director's details changed for Jonathan Peter Andrew Magee on Jul 07, 2017	3 pages	CH01

Sep 01, 2017	Registration of charge 020353620044, created on Aug 29, 2017	23 pages	MR01

Aug 31, 2017	Registration of charge 020353620045, created on Aug 31, 2017	24 pages	MR01

Jul 18, 2017	Termination of appointment of John Stuart Mitchell Hewson as a secretary on Jun 30, 2017	2 pages	TM02

View All Filings

Who are the officers of UBS LIMITED?

Officers
Name	Appointed On	Resigned On	Role	Address	Country of Residence	Nationality	Date of Birth	Number
HARVEY, Deborah Anne Broadgate EC2M 2QS London 5 United Kingdom	Sep 11, 2017		Secretary	Broadgate EC2M 2QS London 5 United Kingdom				238105510001
BRETTON, Nigel Paul Broadgate EC2M 2QS London 5	Oct 21, 2014		Director	Broadgate EC2M 2QS London 5	United Kingdom	British	1963-4	192157740001
GONZALEZ DURANTEZ, Miryan Mercedes Broadgate EC2M 2QS London 5 United Kingdom	Sep 06, 2016		Director	Broadgate EC2M 2QS London 5 United Kingdom	United Kingdom	British	1968-5	214679840001
MAGEE, Jonathan Peter Andrew Broadgate EC2M 2QS London 5	Mar 12, 2015		Director	Broadgate EC2M 2QS London 5	United Kingdom	British	1964-11	196584960002
MARTIN JIMENEZ, Beatriz Broadgate EC2M 2QS London 5	Jan 28, 2015		Director	Broadgate EC2M 2QS London 5	United Kingdom	Spanish	1973-7	195371320002
SOANES, David Charles Bradley Broadgate EC2M 2QS London 5	Dec 03, 2014		Director	Broadgate EC2M 2QS London 5	United Kingdom	British	1968-11	193420830002
TATTERSALL, John Hartley Broadgate EC2M 2QS London 5	Nov 16, 2011		Director	Broadgate EC2M 2QS London 5	United Kingdom	British	1952-4	165163370002
HARE, Paul Edward 39 Cloudesley Road Barnsbury Islington N1 0EL London	Sep 17, 2002	Jan 30, 2004	Secretary	39 Cloudesley Road Barnsbury Islington N1 0EL London		British		23220350004
HARE, Paul Edward 39 Cloudesley Road Barnsbury Islington N1 0EL London		Sep 17, 2002	Secretary	39 Cloudesley Road Barnsbury Islington N1 0EL London		British		23220350004
JAMES, Sally Ann 100 Liverpool Street EC2M 2RH London	Sep 17, 2002	Aug 13, 2004	Secretary	100 Liverpool Street EC2M 2RH London		British		62168050004
MITCHELL HEWSON, John Stuart 100 Liverpool Street EC2M 2RH London	Jan 30, 2004	Jun 30, 2017	Secretary	100 Liverpool Street EC2M 2RH London		British		96354470001
ALLISON, Philip James Finsbury Avenue EC2M 2PP London 1	Oct 04, 2012	Mar 25, 2014	Director	Finsbury Avenue EC2M 2PP London 1	Great Britain	British	1976-3	172816530001
AMSCHWAND, Andreas 100 Liverpool Street EC2M 2RH London	Sep 20, 2005	Jul 10, 2006	Director	100 Liverpool Street EC2M 2RH London		Swiss	1960-6	108657680001
BAILEY, Vanessa Ann Finsbury Avenue EC2M 2PP London 1 United Kingdom	Mar 07, 2013	Dec 02, 2013	Director	Finsbury Avenue EC2M 2PP London 1 United Kingdom	Great Britain	British	1964-4	176762730001
BAINES, John Duncan 12 Hillside Road WD7 7BH Radlett Hertfordshire	Sep 30, 1998	Jun 22, 2000	Director	12 Hillside Road WD7 7BH Radlett Hertfordshire	England	British	1962-5	55571330005
BENNETT, Peter Richard The Penthouse The Mansion Ottershaw Park KT16 0QG Chertsey Surrey		Dec 31, 1995	Director	The Penthouse The Mansion Ottershaw Park KT16 0QG Chertsey Surrey	England	British	1945-1	75171330001
BEREAUX, Michelle Maria Broadgate EC2M 2QS London 5	Jun 16, 2015	Apr 30, 2018	Director	Broadgate EC2M 2QS London 5	England	British	1964-5	296902370001
BOLIN, Michael Patrick 100 Liverpool Street EC2M 2RH London	Apr 21, 2006	Sep 15, 2006	Director	100 Liverpool Street EC2M 2RH London		American British	1957-4	112859170001
BREARLEY, Mark Newton Liverpool Street EC2M 2RH London 100	Feb 10, 2009	Jun 30, 2011	Director	Liverpool Street EC2M 2RH London 100		British	1964-7	136602010001
BRIANCE, Richard Henry The Old House 13 Holland Street W8 4NA London		Sep 09, 1996	Director	The Old House 13 Holland Street W8 4NA London	England	British	1953-8	16636440001
BRITTAN, Leon, The Rt Hon The Lord Brittan Of Spennithorne 100 Liverpool Street EC2M 2RH London	Sep 17, 2002	Sep 02, 2010	Director	100 Liverpool Street EC2M 2RH London		British	1939-9	84757780002
BRITTON, Jonathan 100 Liverpool Street EC2M 2RH London	Dec 15, 1999	Dec 04, 2004	Director	100 Liverpool Street EC2M 2RH London		British	1954-5	53064060003
BUCHAN, Colin Alexander Mason 36 St Andrews Square EH2 2YB Edinburgh Midlothian	Jun 22, 2000	Jul 16, 2001	Director	36 St Andrews Square EH2 2YB Edinburgh Midlothian	United Kingdom	British	1954-12	42188130002
BULLOCK, Gary Clifford 100 Liverpool Street EC2M 2RH London	Jun 25, 2002	Feb 03, 2006	Director	100 Liverpool Street EC2M 2RH London		British	1960-2	71969320002
CASSIDY, Michael John 100 Liverpool Street EC2M 2RH London	Jun 22, 2000	Jun 21, 2015	Director	100 Liverpool Street EC2M 2RH London	United Kingdom	British	1947-1	57516080003
COSTAS, John Peter 100 Liverpool Street EC2M 2RH London	Jun 22, 2000	Dec 14, 2004	Director	100 Liverpool Street EC2M 2RH London		American	1957-1	71454560002
COURTIS, Charles Hendy Simon Finsbury Avenue EC2M 2PP London 1 United Kingdom	Jul 12, 2012	Jul 02, 2013	Director	Finsbury Avenue EC2M 2PP London 1 United Kingdom	United Kingdom	British	1955-7	167622610001
CRYAN, John Michael Finsbury Avenue EC2M 2PP London 1	Mar 01, 2011	Aug 25, 2011	Director	Finsbury Avenue EC2M 2PP London 1	United Kingdom	British	1960-12	158640880001
DE WECK, Pierre 5 Montpelier Square SW7 1JT London	Jun 22, 2000	Jul 13, 2001	Director	5 Montpelier Square SW7 1JT London		Swiss	1950-7	70944430001
DINERSTEIN, Robert Charles 100 Liverpool Street EC2M 2RH London	Jun 22, 2000	Sep 01, 2004	Director	100 Liverpool Street EC2M 2RH London		Us Citizen	1942-4	71454640002
EASTON, Alexander Liverpool Street EC2M 2RH London 100	Sep 01, 2004	Mar 27, 2006	Director	Liverpool Street EC2M 2RH London 100		British	1965-7	100235650001
EYNON, Richard Mark Crest House Shoppenhangers Road SL6 2QA Maidenhead Berkshire	Jun 29, 1998	Apr 28, 1999	Director	Crest House Shoppenhangers Road SL6 2QA Maidenhead Berkshire	United Kingdom	British	1953-11	12687130001
GIANNOTTI, John Bernard 19 Roebuck Heights North End IG9 5RF Buckhurst Hill Essex	Sep 09, 1996	Mar 10, 1997	Director	19 Roebuck Heights North End IG9 5RF Buckhurst Hill Essex	United Kingdom	British	1951-3	114242680001
GILLESPIE, Joseph Andrew Robert 100 Liverpool Street EC2M 2RH London	May 11, 2004	Oct 25, 2006	Director	100 Liverpool Street EC2M 2RH London		British	1955-4	98985020001
GLASS, William Gordon 100 Liverpool Street EC2M 2RH London	Nov 06, 2006	Aug 28, 2009	Director	100 Liverpool Street EC2M 2RH London		American	1959-2	117013870001

View Detailed Information on Officers and People with Significant Control

Who are the persons with significant control of UBS LIMITED?

Persons with significant controls

Name

Notified On

Address

Ceased

Ubs Group Ag

Apr 06, 2016

Bahnhofstrasse 45

Zurich

8001

Switzerland

Legal Form	Corporation Limited By Shares
Country Registered	Switzerland
Legal Authority	Swiss
Place Registered	Commercial Registry Office Of The Canton Of Zurich
Registration Number	Che-395.345.924
Search in Swiss Registry (Zefix)	Ubs Group Ag

Natures of Control

The person holds, directly or indirectly, more than 75% of the shares in the company.
The person holds, directly or indirectly, more than 75% of the voting rights in the company.
The person holds the right, directly or indirectly, to appoint or remove a majority of the board of directors of the company.

View Detailed Information on Persons with Significant Control

Does UBS LIMITED have any charges?

Charges
Classification	Dates	Status
A registered charge	Created On Feb 07, 2019 Delivered On Feb 13, 2019	Outstanding
	Contains Negative Pledge: Yes Contains Fixed Charge: Yes
	Persons Entitled Bnp Paribas
	Transactions Feb 13, 2019Registration of a charge (MR01)
A registered charge	Created On Sep 01, 2018 Delivered On Sep 05, 2018	Outstanding
	Contains Negative Pledge: Yes Contains Fixed Charge: Yes
	Persons Entitled Banco Santander, S.A. (And Its Successors in Title and Permitted Transferees)
	Transactions Sep 05, 2018Registration of a charge (MR01)
A registered charge	Created On Aug 23, 2018 Delivered On Aug 24, 2018	Outstanding
	Contains Negative Pledge: Yes Contains Fixed Charge: Yes
	Persons Entitled Unicredit Spa (And Its Successors in Title and Permitted Transferees)
	Transactions Aug 24, 2018Registration of a charge (MR01)
A registered charge	Created On Aug 20, 2018 Delivered On Sep 03, 2018	Outstanding
	Contains Negative Pledge: Yes Contains Fixed Charge: Yes
	Persons Entitled Unicredit Bank Ag (And Its Successors in Title and Permitted Transferees)
	Transactions Sep 03, 2018Registration of a charge (MR01)
A registered charge	Created On Jul 31, 2018 Delivered On Aug 01, 2018	Outstanding
	Brief description N/A. Contains Fixed Charge: Yes
	Persons Entitled Citibank Europe PLC, Dublin
	Transactions Aug 01, 2018Registration of a charge (MR01)
A registered charge	Created On Feb 05, 2018 Delivered On Feb 07, 2018	Outstanding
	Brief description The german cass omnibus pledged securities account, which is owned by ubs limited and having the account details more particularly described in sub-clause 2.1.1 of the pledge agreement. For more details please refer to the charging instrument. Contains Negative Pledge: Yes Contains Fixed Charge: Yes
	Persons Entitled Eurex Clearing Aktiengesellschaft
	Transactions Feb 07, 2018Registration of a charge (MR01)
A registered charge	Created On Sep 21, 2017 Delivered On Oct 02, 2017	Outstanding
	Contains Negative Pledge: Yes Contains Fixed Charge: Yes
	Persons Entitled Bred Banque Populaire (And Its Successors in Title and Permitted Transferees)
	Transactions Oct 02, 2017Registration of a charge (MR01)
A registered charge	Created On Aug 31, 2017 Delivered On Aug 31, 2017	Outstanding
	Contains Negative Pledge: Yes Contains Fixed Charge: Yes
	Persons Entitled Nordea Bank Ab (Publ) (and Its Successors in Title and Permitted Transferees)
	Transactions Aug 31, 2017Registration of a charge (MR01)
A registered charge	Created On Aug 29, 2017 Delivered On Sep 01, 2017	Outstanding
	Contains Negative Pledge: Yes Contains Fixed Charge: Yes
	Persons Entitled Danske Bank a/S (And Its Successors in Title and Permitted Transferees)
	Transactions Sep 01, 2017Registration of a charge (MR01)
A registered charge	Created On Apr 05, 2017 Delivered On Apr 11, 2017	Outstanding
	Contains Negative Pledge: Yes Contains Fixed Charge: Yes
	Persons Entitled Descartes Trading (And Its Successors in Title and Permitted Transferees)
	Transactions Apr 11, 2017Registration of a charge (MR01)
A registered charge	Created On Feb 08, 2017 Delivered On Feb 14, 2017	Satisfied
	Contains Negative Pledge: Yes Contains Floating Charge: Yes Contains Fixed Charge: Yes
	Persons Entitled Indecap Fonder Ab Acting on Behalf of Sub-Fund Guide I
	Transactions Feb 14, 2017Registration of a charge (MR01) Apr 13, 2017Satisfaction of a charge (MR04)
A registered charge	Created On Feb 06, 2017 Delivered On Feb 14, 2017	Satisfied
	Contains Negative Pledge: Yes Contains Floating Charge: Yes Contains Fixed Charge: Yes
	Persons Entitled Indecap Fonder Ab Acting on Behalf of Sub-Fund Guide Ii
	Transactions Feb 14, 2017Registration of a charge (MR01) Apr 13, 2017Satisfaction of a charge (MR04)
A registered charge	Created On Jan 31, 2017 Delivered On Feb 02, 2017	Outstanding
	Contains Negative Pledge: Yes Contains Fixed Charge: Yes
	Persons Entitled Societe Generale (And Its Successors in Title and Permitted Transferees)
	Transactions Feb 02, 2017Registration of a charge (MR01)
A registered charge	Created On Jan 12, 2017 Delivered On Jan 17, 2017	Outstanding
	Contains Negative Pledge: Yes Contains Fixed Charge: Yes
	Persons Entitled Hsbc France (And Its Successors in Title and Permitted Transferees)
	Transactions Jan 17, 2017Registration of a charge (MR01)
A registered charge	Created On Jan 09, 2017 Delivered On Jan 11, 2017	Outstanding
	Contains Negative Pledge: Yes Contains Fixed Charge: Yes
	Persons Entitled Credit Agricole Corporate and Investment Bank (And Its Successors in Title and Permitted Transferees)
	Transactions Jan 11, 2017Registration of a charge (MR01)
A registered charge	Created On Dec 23, 2016 Delivered On Dec 29, 2016	Outstanding
	Contains Negative Pledge: Yes Contains Fixed Charge: Yes
	Persons Entitled Bnp Paribas (And Its Successors in Title and Permitted Transferees)
	Transactions Dec 29, 2016Registration of a charge (MR01)
A registered charge	Created On Dec 01, 2016 Delivered On Dec 02, 2016	Outstanding
	Contains Negative Pledge: Yes Contains Fixed Charge: Yes
	Persons Entitled Natixis (And Its Successors in Title and Permitted Transferees)
	Transactions Dec 02, 2016Registration of a charge (MR01)
A registered charge	Created On Nov 18, 2016 Delivered On Nov 22, 2016	Outstanding
	Contains Negative Pledge: Yes Contains Fixed Charge: Yes
	Persons Entitled Barclays Bank PLC (And Its Successors in Title and Permitted Transferees)
	Transactions Nov 22, 2016Registration of a charge (MR01)
A registered charge	Created On Aug 31, 2016 Delivered On Sep 05, 2016	Outstanding
	Contains Negative Pledge: Yes Contains Fixed Charge: Yes
	Persons Entitled Merrill Lynch International (And is Successors in Title and Permitted Transferees)
	Transactions Sep 05, 2016Registration of a charge (MR01)
A registered charge	Created On Aug 26, 2016 Delivered On Sep 06, 2016	Outstanding
	Contains Negative Pledge: Yes Contains Fixed Charge: Yes
	Persons Entitled Goldman Sachs International
	Transactions Sep 06, 2016Registration of a charge (MR01)
A registered charge	Created On Aug 26, 2016 Delivered On Sep 01, 2016	Outstanding
	Contains Negative Pledge: Yes Contains Fixed Charge: Yes
	Persons Entitled Goldman Sachs International (And Its Successors in Title and Permitted Transferees)
	Transactions Sep 01, 2016Registration of a charge (MR01)
A registered charge	Created On Aug 26, 2016 Delivered On Aug 31, 2016	Outstanding
	Contains Negative Pledge: Yes Contains Fixed Charge: Yes
	Persons Entitled Citigroup Global Markets Limited (And Its Successors in Title and Permitted Transferees)
	Transactions Aug 31, 2016Registration of a charge (MR01)
A registered charge	Created On Aug 17, 2016 Delivered On Aug 24, 2016	Outstanding
	Contains Negative Pledge: Yes Contains Fixed Charge: Yes
	Persons Entitled J.P.Morgan Securities PLC (And Its Successors in Title and Permitted Transferees)
	Transactions Aug 24, 2016Registration of a charge (MR01)
A registered charge	Created On Aug 17, 2016 Delivered On Aug 24, 2016	Outstanding
	Contains Negative Pledge: Yes Contains Fixed Charge: Yes
	Persons Entitled Jpmorgan Chase Bank,N.A.(And Its Successors in Title and Permitted Transferees)
	Transactions Aug 24, 2016Registration of a charge (MR01)
A registered charge	Created On Jul 06, 2016 Delivered On Jul 14, 2016	Outstanding
	Contains Fixed Charge: Yes
	Persons Entitled Eurex Clearing Aktiengesellschaft
	Transactions Jul 14, 2016Registration of a charge (MR01)

View Detailed Information on Charges

Data Source

UK Companies House
The official register of companies in the UK, providing public access to company information such as names, addresses, directors, and financial filings.
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